![]() ![]() ![]() ![]() Securities Institute of America has been a top provider of securities exam courses since 1996. STC's published pass rate is 95%, and it offers a money-back guarantee for failing the exam on the first attempt, but only on its Premier and Premier Plus packages. For just $22.57 more than the Standard package, those additional tools make this Premier course the best value of all the premier packages we reviewed.įor students who want live instruction, the $305.67 Premier Plus course includes everything in the Premier course and adds 12 hours of live virtual or in-person instruction. The package also includes 24/7 tech support and an instructor hotline available via email or phone.Īt the next level, the $209 Premier course adds eight progress exams, digital flashcards allowing students to create their own custom study deck from 1,500 flashcards, on-demand lectures, and the STC Pass Guarantee. Starting at $174, STC's Standard package is loaded with six-month access to an online and printed study manual, eight tailored practice final exams, and Crunch Time Facts-a "hyper-targeted" shortlist of what students need to know. From its Standard to its Premier Plus, STC offers the most comprehensive package at each price point. ![]() To qualify for the guarantee, students must pass the Guarantee Exam with at least an 80% score within three days of the exam date.Īs one of the first to offer exam prep courses back in 1969, Securities Training Corp has the experience and expertise to know what students need in their study packages. However, all ExamFX packages include a money-back guarantee if a student doesn't pass the test on the first attempt. The $322.80 Live Online package adds live virtual training.ĮxamFX doesn't publish a Series 65 exam pass rate. It's supported by an extensive question bank that provides a continuous stream of new questions for an unlimited number of exams.įor $234.85, ExamFX's Video Study package includes everything found in the Self-Study package and adds on-demand video lectures and online flashcards. Utilizing a proprietary adaptive learning technology, the online exam simulations keep students focused on areas that require further comprehension. The online exam simulations are one of the best tools in ExamFX's toolbox. Some students could get by with ExamFX's $159.95 Self-Study package, which includes an interactive learning portal, online exam simulations, a readiness exam, instructor support, and the company's Guarantee Exam, which qualifies students for a money-back guarantee. That combination makes ExamFX our choice as the best overall exam prep course provider. Each of its three study packages comes loaded with essential study materials, driven by proprietary technology, all backed with a money-back guarantee. We reviewed 15 current Series 65 exam prep courses based on course materials, pricing, pass rate, and more to find the top five in various categories.įounded in 1996, ExamFX has become one of the country's top technology-based exam prep course providers. The 130-question exam, which focuses on the rules and regulations governing advisor conduct, as well as the different types of investment vehicles, can be challenging, which is why your choice of exam prep courses can be critical. Candidates don't need to be sponsored by an investment firm to sit for the exam, but they need to file a Form U10 (Form U4 for brokers) and pay the $187 exam fee. Passing the Series 65 exam, formally known as the Uniform Investment Advisor Law Exam, is the only requirement for becoming an IAR. As an IAR, advisors must act in a fiduciary capacity, offering investment advice to clients for a fee. That's why more and more brokers and people entering the advisory business are signing up to take the Series 65 exam to become an Investment Advisor Representative (IAR) working with an RIA firm. While the number of broker-dealers has steadily declined over the last 15 years, the RIA industry has averaged more than 8% annual growth in assets under management, making it the fastest-growing advisor channel. Investors appear to be voting with their assets in choosing to work with RIAs over brokers. Recent rule changes in the investment industry have highlighted the differences between Registered Investment Advisors (RIAs), who are legally obligated to put their clients' interests first, and brokers, who are not. Read our advertiser disclosure for more info. We may receive compensation if you visit partners we recommend. We recommend the best products through an independent review process, and advertisers do not influence our picks. ![]()
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